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Accounting & Finance - Compliance Jobs
Find Accounting & Finance - Compliance jobs from top employers and recruitment agencies on Jobsite. Search and apply now.
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Senior Compliance Manager
- Salary:
- 63400 - 73300 £/Year
- Location:
- Milton Keynes
- Job Type:
- Permanent
- Date Posted:
- 15-Oct-2008 00:00Add to My Shortlist
Abbey has been part of the Santander Group for the past 4 years. During this time activity has focused on preparing the business to meet the challenges of becoming a 'full service Retail Bank'. We have a fantastic opportunity for a Senior Compliance Manager to manage and support a small team of compliance consultants within Abbey. Your role will be...
Compliance and Business Development consultant
- Salary:
- 35,000 PLUS
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 15-Oct-2008 16:20Add to My Shortlist
Job Description Proposal checking for compliance purposes and T&C Monitoring. a) Independent Financial Advisers (IFA) b) Mortgages Advisers Comply new business and liaise with IFA to resolve any issues arising, provide feedback in respect of proposal checking. Collect KPI data on a monthly basis. Field enquiries from IFA's (pre-submission and business in progress). Reporting to Compliance Officer and assisting in...
Compliance Officer
- Salary:
- £45k - £60k pa + Bonus +
- Location:
- Docklands
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 16:56Add to My Shortlist
With annual revenue of $4 billion my client is a global leader in software and processing solutions for financial services, higher education and the public sector. This Compliance Officer position will support the strategic and business compliance objectives of our FSA authorized brokerage firm and other financial transaction related businesses. This person will maintain our compliance programs including all policies...
Compliance Manager
- Salary:
- £55 - £60K
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 14-Oct-2008 10:55Add to My Shortlist
Our client is a leading outsourcing solutions provider of integrated execution, clearing, settlement and custody services to financial organisations worldwide. To support business growth our client is looking for a talented Compliance Team Manager. The Compliance Advisory Team undertakes various Compliance duties on a day to day basis, including: liaising with regulatory bodies, complaints handling and other general compliance duties....
Compliance Manager
- Salary:
- £35000+ bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 12:36Add to My Shortlist
My client is a medium sized IFA with a new requirement for a Compliance Manager. The Company has ten years experience operating as a successful IFA and places great emphasis on treating customers' fairly and providing outstanding levels of service. The Compliance Manager will report to the Compliance Officer and will have broad remit including: * Monitoring IFAs and mortgages...
Compliance Officer, Hong Kong
- Salary:
- HK$60, 000pm
- Location:
- Hong Kong
- Job Type:
- Contract
- Date Posted:
- 15-Oct-2008 00:00Add to My Shortlist
Compliance Officer FSS are recruiting for an interim Compliance Officer to cover maternity leave within the compliance team of a leading International Brokerage organization. Starting in December and running for six-months, this position will include working closely with other team members on day-to-day compliance issues for both Institutional & Retail clients in equity and derivative products. You be working with...
Compliance Manager
- Salary:
- £20k - £30k pa + Company
- Location:
- Wolverhampton
- Job Type:
- Permanent
- Date Posted:
- 14-Oct-2008 10:51Add to My Shortlist
Compliance Manager - Wolverhampton - Up to £30, 000 An excellent opportunity to join a reputable and expanding organisation. Our client is seeking an experienced compliance officer who can provide Compliance, HR and T&C support to their partnerships and appointed representatives. Job role / Duties: File checking - To assist in providing information for audits in respect of all companies and...
Compliance manager - Leeds
- Salary:
- £42k - £45k pa
- Location:
- Leeds
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 15:26Add to My Shortlist
Compliance Manager Leeds c. £45K negotiable, including benefits As a result of continued expansion, an opportunity has arisen for an experienced compliance practitioner. The position is with a well respected business services company, within their financial services arm. They are looking to strengthen their financial services team and can offer an experienced and successful compliance manager an exciting opportunity to...
Compliance Monitoring Manager
- Salary:
- £40-60, 000+Bonus+Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 08-Oct-2008 10:45Add to My Shortlist
My client is a leading wealth manager with a significant global presence. The bank continues to invest in its compliance function as the business grows, and it now has a new requirement for a Compliance Monitoring Manager for its London based team. The role will report to the Associate Director of Monitoring and will have a varied remit including international...
compliance analyst - asset management
- Salary:
- 35k
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 11-Oct-2008 00:00Add to My Shortlist
Investment Compliance Analyst £35k This is an excellent opportunity to join one of the top Global Fund Management companies to provide compliance analysis and monitoring for real time trading activities including time of trade monitoring, regulatory advice and aggregate limit monitoring. Working as part of a successful and ambitious team within the Investment Compliance Department, you will monitor investment guidelines...
Compliance Director
- Salary:
- £60,000 - £80,000
- Location:
- Bath
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 00:00Add to My Shortlist
Our client is a market leading IFA firm that specialises in corporate finance, business advisory & assurance, tax services and financial management services, and have offices throughout England. They are seeking an experienced compliance manager with AFPC/dip PFS including J07 (supervision in a regulated environment) to join their Bath office, and are offering a salary of £60, 000 - £80, 000 depending...
Fixed Income Compliance Senior Manager
- Salary:
- £70k - £75k pa + benefits
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 08:41Add to My Shortlist
Our Client, an international investment house, is looking for a Senior Manager to join their Fixed Income Compliance Team. Your main role will be managing all mainstream Fixed Income time of trade compliance responsibilities, queries and issues for the Fixed Income team and project managers. Other responsibilities will include SEC annual compliance sign off, ABCP/SIV permissibility analysis and FRAG/SAS certifications....
Compliance and Risk Monitoring Officer
- Salary:
- To £55,000+Bonus and Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 08-Oct-2008 13:39Add to My Shortlist
My client is a world leader in private banking and wealth management. The firm provides a comprehensive array of customised banking and securities services for its global client base. It now has an exciting new requirement for a Compliance and Risk Monitoring Officer. The role reports to the Head of Compliance and Risk Monitoring and will be part of a...
Compliance Assistant
- Salary:
- £24k - £25k pa + benefits
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 08:30Add to My Shortlist
Our client, a renowned accountancy firm, is looking to recruit a compliance assistant to join their expanding City based team. This is a superb opportunity for a hardworking individual who is looking to build on their compliance monitoring and FSA regulation exposure in a broad and rewarding position. Responsibilities: *Conducting FSA research *Ensuring the business is kept up-to-date regarding FSA...
Compliance Assistant
- Salary:
- £30k - £35k pa + pension
- Location:
- Brighton
- Job Type:
- Permanent
- Date Posted:
- 14-Oct-2008 13:14Add to My Shortlist
Excellent Compliance Monitoring Opportunity working for a Travel Insurance Business based in the West Sussex To support the direction and strategy of O & R Risk in conjunction withthe firmsbusiness strategy. To develop relationships with business leaders in order to influence, develop and review O & R Risk strategies and practices. To facilitate and undertake monitoring exercises in accordance the...
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