Accounting & Finance - Compliance Jobs

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Investment Management Compliance Analyst

Salary:
£20 - £25 p/h
Location:
Docklands
Job Type:
Contract/Temporary
Date Posted:
28-Nov-2008 10:54Add to My Shortlist

Working as a Compliance Analyst at this leading global investment manager based in the Docklands you will have primary responsibility for daily trade surveillance, employee trading monitoring and other compliance administration matters. The role of Compliance Analyst is offered on a temporary basis as a maternity cover for a period of 11 months. Forming part of a team of seven...

Wealth Management Compliance Expert

Salary:
Highly Competitive
Location:
Hong Kong
Job Type:
Permanent
Date Posted:
28-Nov-2008 08:29Add to My Shortlist

UBS is a leading global financial services firm. With over 1500 offices over 50 countries globally, we employ over 84, 000 people. Global Wealth Management & Business Banking includes the world's largest wealth manager and Switzerland's leading retail bank. Job Description: As a Wealth Management Compliance Expert, you will focus on the areas of Client Due Diligence and oversight of the...

Compliance Senior / Manager

Salary:
£45 - £75,000 + bens
Location:
London
Job Type:
Permanent
Date Posted:
28-Nov-2008 16:47Add to My Shortlist

- A qualified accountant (ACA, ACCA, CIPFA) with an audit background - One of the leading UK and international accountancy firms - Committed to developing their people As one of the leading UK and international accountancy firms, Moore Stephens capitalises on its ability to offer the personal service associated with a small firm with all the specialist expertise and benefits...

Compliance Manager

Salary:
-
Location:
Redhill, Gb, Eng
Job Type:
Permanent
Date Posted:
03-Dec-2008 02:42Add to My Shortlist

Compliance Manager Up to £35, 000pa plus Car Allowance We currently have an exciting opportunity for a Compliance Manager in our Redhill offices. As part of Aon Risk and Compliance you will be required to undertake regular compliance monitoring visits throughout the UK and where appropriate undertake desk based monitoring. The Assurance and Guidance team are required to participate in the...

Compliance Manager

Salary:
Neg
Location:
City Of London, The City, London
Job Type:
Permanent
Date Posted:
03-Dec-2008 00:00Add to My Shortlist

Schroders is a FTSE 100, global asset Management Company with £114.7 billion under management. Asset management is our only business and our goals are completely aligned with our clients the creation of long-term value. We manage £114.7 billion of assets on behalf of institutional and retail investors, financial institutions and high net worth clients from around the world, invested in...

Compliance Manager

Salary:
£30k - £35k pa + Car allo
Location:
Surrey
Job Type:
Permanent
Date Posted:
03-Dec-2008 11:42Add to My Shortlist

Excellent opportunity to workfor a leading insurance company based in Redhill, Surrey. Compliance Manager You will be required to undertake regular compliance monitoring visits throughout the UK and where appropriate undertake desk based monitoring. The team are required to participate in the ongoing compliance programme to ensurethey meets business, legal and regulatory requirements including FSA, Policies and procedures and Data...

Head of Legal & Compliance, London

Salary:
£80k - £90k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
01-Dec-2008 10:10Add to My Shortlist

Having grown very rapidly, particularly recently, we are seeking a Head of Legal & Compliance to take over the running of the Legal, Compliance and Company Secretarial function of this leading financial services organisation. Both a challenging and rewarding role your day to day responsibilities will specifically include providing legal advice to the company on various issues, including equity and...

Head of Business Advisory Compliance

Salary:
C.£85, 000+Car+Package
Location:
London
Job Type:
Permanent
Date Posted:
02-Dec-2008 15:23Add to My Shortlist

A new role has arisen with this leading global bank for a Head of Business Advisory Compliance. This role will lead a team of compliance advisory staff focusing on providing front line support to the UK private bank. The role will be based in London and will report to the Director of UK and International Business Advisory. The job holder...

Compliance Policy Manager

Salary:
£80k - £90k pa + Excellen
Location:
City Of London
Job Type:
Permanent
Date Posted:
04-Dec-2008 09:03Add to My Shortlist

Leading global wealth manager is looking to add an experienced compliance policy advisor to the core team of EMEA operations. Delivery of technical support & specialist advice will be required on UK regulations & EU directives where they impact upon the broad products and service base centralised in London. Deliverables: * Identifying compliance risks to the Bank and providing expert...

Compliance Consultant - Basel II

Salary:
£35, 000-£45, 000
Location:
North West
Job Type:
Permanent
Date Posted:
04-Dec-2008 00:00Add to My Shortlist

An excellent opportunity has arisen in one of the leading UK Banks based in the North West. The are currently seeking for an analyst to ensure the business deliverables of the Credit Risk Control Unit are compliant with Basel II. The successful candidate will have the followings responsibilities: Providing specialist technical advice and guidance to CRCU colleagues Interpreting new regulatory...

Business Risk & Compliance Manager

Salary:
circa £50k
Location:
Basildon
Job Type:
Permanent
Date Posted:
03-Dec-2008 00:00Add to My Shortlist

Risk and Compliance Manager required for key role within this market leading, global business. Description The world's largest independent, third party transaction processor and merchant acquiring processor requires a Business Risk & Compliance Manager. Working on one of their most successful banking partnerships, the Business Risk and Compliance Manager will be responsible for: Job Requirements *Ensuring that the business is...

Compliance Manager

Salary:
£55, 000
Location:
The City
Job Type:
Permanent
Date Posted:
04-Dec-2008 09:10Add to My Shortlist

The Company: The successful applicant will have the opportunity to work for a top 20 medium sized firm of chartered accountants and will be based within the Financial, Property and General Business department, concentrating on FSA regulated clients The Role: * Supervise and oversee the FSA Compliance Team within the Group * Keeping up to date with changes with FSA...

Head of Legal and Compliance

Salary:
£80k - £90k pa + bonus an
Location:
City Of London
Job Type:
Permanent
Date Posted:
30-Nov-2008 10:06Add to My Shortlist

Our client is looking for a qualified Solicitor to join the management team within this rapidly growing Investment Consultancy in the City of London as the Head of Legal and Compliance. You will be responsible for the running of the Legal, Compliance and Company Secretarial function and your day to day duties will include: *Providing legal advice to the company...

Compliance Officer - Boutique Firm

Salary:
c£100k
Location:
London
Job Type:
Permanent
Date Posted:
05-Dec-2008 10:23Add to My Shortlist

Compliance Officer - Boutique Firm c£mkt rate Our client, a boutique and entrepreneurial Financial Institution is looking for a dynamic individual to ensure the Companys business practices comply with applicable regulatory and legal requirements, in line with sound industry standards, you will actively partner Senior Management to implement and define procedures in line with regulatory requirements. You will be responsible...

Compliance Executive

Salary:
£40,000 to £55,000
Location:
London
Job Type:
Permanent
Date Posted:
02-Dec-2008 00:00Add to My Shortlist

My client is an IFA based in London, due to organic growth their now require a Compliance Executive to assist the Compliance Manager in the day to day running of the Compliance department. The Responsibilities * Acquiring and maintaining knowledge of current and forthcoming regulatory and statutory requirements and looking at their impact on the company's processes and procedures. *...

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