Accounting & Finance - Compliance Jobs in London
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Compliance Assistant
- Salary:
- £20 - £22 p/h
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 06-Jan-2009 13:02Add to My Shortlist
My client, a leading Global Asset Management firm has had a vacancy arise within their expanding Compliance team as a Compliance Assistant. The main purpose of this role of Compliance Assistant is to: -Assist management in its prime responsibility for complying with all relevant regulations. -Providing advice and guidance so that it can ensure appropriate operating procedures and controls are...
Compliance Officer
- Salary:
- £300 - £500 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 07-Jan-2009 18:15Add to My Shortlist
My client, an expanding securities firm is looking to recruit a Senior Compliance Officer for their West End office in London to lead and coordinate a start-up Compliance department. This exciting and challenging opportunity would suit a FSA registered Senior Compliance Officer who is proficient with CF10/CF11 procedures and has proven working exposure from a Broking background in all Monitoring, ...
Compliance Assistant
- Salary:
- £20 - £22 p/h
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 06-Jan-2009 13:02Add to My Shortlist
My client, a leading Global Asset Management firm has had a vacancy arise within their expanding Compliance team as a Compliance Assistant. The main purpose of this role of Compliance Assistant is to: -Assist management in its prime responsibility for complying with all relevant regulations. -Providing advice and guidance so that it can ensure appropriate operating procedures and controls are...
Compliance Analyst - Discretionary Fund Manager
- Salary:
- £40k - £45k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 05-Jan-2009 08:05Add to My Shortlist
Our client is a leading independent discretionary fund manager . The Compliance team is growing and an opportunity has arisen for an Analyst who wishes to work autonomously in a dynamic environment in which their development will be limited only by their ability. In this evolving world of less prescriptive and more principles based regulation, the successful candidate will be...
Compliance Officer
- Salary:
- £300 - £500 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 07-Jan-2009 18:15Add to My Shortlist
My client, an expanding securities firm is looking to recruit a Senior Compliance Officer for their West End office in London to lead and coordinate a start-up Compliance department. This exciting and challenging opportunity would suit a FSA registered Senior Compliance Officer who is proficient with CF10/CF11 procedures and has proven working exposure from a Broking background in all Monitoring, ...
Equity Research Compliance
- Salary:
- Neg
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 08-Jan-2009 17:31Add to My Shortlist
Our Client, a top tier Investment Bank, based in the Docklands is recruiting someone with an Equity Research background to join the Control Room and take ownership of Equity Research and conflicts issues. Working along side a team of four, this will suit someone with a proven track record in Equity Research compliance role within an Investment Bank. Key Duties...
Compliance Monitoring Officer - General Insurance
- Salary:
- £30k - £35k pa + Benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 06-Jan-2009 16:53Add to My Shortlist
Overview: An excellent opportunity has arisen for a Compliance Monitoring officer to join the leading, insurance firm. You will be part of the monitoring team and will be responsible for enhancing the regulatory framework within the group. Duties and responsibilities: - To conduct call monitoring - Following up with site visits and analysing management information in order to assess compliance...
Compliance Monitoring Analyst - Investment Management
- Salary:
- £55k - £60k pa + Benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 07-Jan-2009 14:56Add to My Shortlist
Overview: An excellent opportunity has arisen for a Compliance Portfolio Monitoring Analyst to join one of the leading and successful fixed income managers. You will be responsible for monitoring of institutional portfolios on an ongoing basis to ensure compliance with guidelines. Duties and responsibilities: - Pre and post trade compliance - The monitoring of institutional portfolios on an ongoing basis...
Compliance AML Assistant - Law Firm ( Fixed Term Contract)
- Salary:
- £25k - £30k pa + Benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 07-Jan-2009 11:05Add to My Shortlist
Overview: An excellent opportunity has arisen for a Compliance Assistant to join London based law firm. You will be responsible for anti-money laundering and conflict compliance checks. This is a fixed term contract role but could lead to a permanent opportunity. Duties and responsibilities: - You will be responsible for ensuring that the necessary anti-money laundering and conflict compliance checks...
Compliance Manager - Life and General Insurance
- Salary:
- £50,000 - £65,000
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 06-Jan-2009 16:47Add to My Shortlist
This global Financial Services brand currently have a requirement for a new Compliance Manager to join their expanding Life and General Insurance division. You will work under the leadership of the Head of Group Compliance (Insurance) with minimal guidance. The thrust of the role will be to deliver core components of the group compliance plan by providing advice and high...
Head of Business Advisory Compliance
- Salary:
- C.£90,000+ Bens+ Bonus
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 05-Jan-2009 09:39Add to My Shortlist
A new role has arisen with this leading global bank for a Head of Business Advisory Compliance. This role will lead a team of compliance advisory staff focusing on providing front line support to the UK private bank. The role will be based in London and will report to the Director of UK and International Business Advisory. The job holder...
Head of Legal & Compliance, London
- Salary:
- £80k - £90k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 03-Jan-2009 10:01Add to My Shortlist
Having grown very rapidly, particularly recently, we are seeking a Head of Legal & Compliance to take over the running of the Legal, Compliance and Company Secretarial function of this leading financial services organisation. Both a challenging and rewarding role your day to day responsibilities will specifically include providing legal advice to the company on various issues, including equity and...
Compliance Specialist - Import/ Export
- Salary:
- C£40,000 + bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 07-Jan-2009 00:00Add to My Shortlist
COMPLIANCE SPECIALIST - IMPORT/EXPORT City C£40, 000 + Excellent Benefits package City based prestigious Financial Institution is seeking to recruit an experienced Compliance Co-ordinator who has specialised in compliance related to customs issues and the international import and export of goods, ideally centred on Europe and the CIS The role involves assisting business managers in relation to export matters, export and...
International Trade Compliance Coordinator
- Salary:
- C£40,000 + Benefits
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 07-Jan-2009 00:00Add to My Shortlist
INTERNATIONAL TRADE COMPLIANCE COORDINATOR City C£40, 000 + Excellent Benefits package A prestigious City based Financial Institution is seeking to recruit an experienced Compliance Co-ordinator who has specialised in compliance relating to customs issues and the international import and export of goods, ideally centred on Europe and the CIS. The role involves assisting business managers in relation to export matters, export...
Compliance Consultant (Insurance)
- Salary:
- £50,000 - £70,000
- Location:
- The City
- Job Type:
- Permanent
- Date Posted:
- 06-Jan-2009 16:27Add to My Shortlist
The Company: My client has a reputation as a flexible, growing and innovative company. They continue to win markets through the excellence and integrity of our people. We are always eager to meet talented people who are interested in pursuing a career in our company The Role: The key point of the role is to develop, in conjunction with the...
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